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AVP - Regulatory Compliance - Securities
You will be required to work closely with management to provide counsel, advice and support to the business on compliance related areas You will also be required to:  Provide advisory services on transactional issues, for existing and new business initiatives and products Manage on-going regulatory matters Generate Compliance Rule, policies and procedures and related internal rules, or revise company existing Compliance Rule in line with Head Office policies and procedures. Manage periodic KYC for existing clients Maintain continuous and regular communication with HQ  Support to make necessary documents of various agreements and contracts for all businesses. To qualify for this role, you must possess


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