Compliance Officer - Control Room in New York, NY for S&P Global

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Compliance Officer - Control Room

About the Role: Grade Level (for internal use): 10 The Role: Compliance Officer - Control Room The Team: Control Room is part of the Compliance Monitoring and Exams part of S&P Global Ratings Compliance. Its members apply standardized monitoring and surveillance protocols to help mitigate compliance, regulatory and reputational risk; prevent or manage conflict of interests; help Ratings Division protect information collected or generated as part of its credit rating activities. Control Room helps preserve ethical firewalls designed to manage conflicts of interests between different groups within the firm. Members of the Control Room team ensure that communications across ethical firewalls are conducted in accordance with principles se

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