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Compliance Analyst
Job Description The Compliance Analyst is part of the Account Establishing Team within Investment Compliance and is responsible for analyzing investment guidelines for institutional separately managed accounts and mutual, sub-advised, private and collective funds. The Compliance Analyst codes investment restrictions in the respective order management system to assist the Portfolio Managers in managing accounts within the investment guidelines and provides training Portfolio Managers on their accounts. Responsibilities ??? Perform timely and effective reviews of investment management agreements and prospectuses to identify and analyze investment guidelines and restrictions. ??? Coordinate and collaborate with th


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