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Regional Risk Supervisor
Job Description Provide front line supervision for two to three regions of the personal practices of Complex Directors and Branch Managers. Act as interim Registered Principal (RP) in offices/Office of Supervisory Jurisdictions (OSJs) where no individual is currently in the role. Responsibilities Conduct front line supervision for two to three regions on the personal practices of Complex Directors and Branch Managers. Conduct on-site supervisory reviews minimum of once a year and spot checks of practices, as required. Conduct an in-depth review of each practice to verify all regulatory policies and processes are in place. Document findings in appropriate tools, such as RP Doc Tool and Supervisory Scoreca


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