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Senior Compliance Advisor
The incumbent will be responsible for: providing expertise in compliance and regulatory risk management; providing guidance to the compliance team and wider company Risk function; and continuing to develop a strong compliance culture across the company. Ensure that the regulatory risks to the company and its employees are effectively identified assessed and mitigated Ensure that the business is provided with appropriate and timely advise on regulatory/risk matters and the impact of proposed business initiatives on the regulatory/risk profile of the firm Ensure that an effective risk based compliance programme covering monitoring, training, MI, governance and policies and procedures is designed Ensure that risk and compliance processes such as main


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