APG's asset management division invests €560 billion (November 2020) in Dutch pension capital. As one of the largest pension fiduciaries in the world, we carefully consider return, risk, and cost, in balance with the social and sustainability performance of each investment we make. We have realized an average return of approximately 7% over the last 20 years and are a global leader in responsible investing. With 700 highly qualified employees working from the Netherlands, Hong Kong and the US, APG Asset Management has diverse in-house expertise to ensure stable, long-term returns.
APG Asset Management US Inc. is a wholly owned subsidiary of APG and has been investing in the Americas for our clients for over two decades. We manage about 17% of APG's total AuM ($102.4 billion as of June 2020) out of the New York office. Our staff of 145 professionals works across multiple asset classes, including fixed income, private equity, real estate, infrastructure, and alternative alpha.
For more information about APG, visit www.apg.nl/en
About the Position
Compliance Officer would assist in all aspects of the monitoring and enforcement of the Compliance Program, with an emphasis on monitoring the trading patterns of the Fundamental Equity team and working with Compliance officers in NL and HK.
Main Duties and Responsibilities:
Maintain and monitor the policies and procedures of the Fundamental Equity team. This includes monitoring the position holdings and facilitating any requiring SEC filings
Assist in developing, monitoring, testing, and enforcing Compliance policies and procedures
Assist in the oversight and monitoring procedures relating to the receipt of material non-public information
Administer all aspects of the firm's Insider Trading Policy, including maintaining the restricted trading list ("RTL"), the "watch" list and liaising with the Front Office and APG NL/APG Asia
Star Compliance (Compliance Database and Monitoring system) administration and monitoring
Logical access controls/entitlements review
Testing of all system upgrades
Help administer all aspects of the firm's Code of Ethics, including employee trade preapproval requests, surveillance, initial and annual reports and certifications, maintained in the StarCompliance system
Maintain and monitor compliance with portfolio investment guidelines
Conduct weekly email review
Interface with parent company counterparts on compliance issues and projects
Monitor trade execution quality review process and enforce and administer the Best Execution policy
Monitor and enforce Fair Allocation policy and procedures
Other Ad Hoc projects
3-5 years compliance experience at an Investment Advisor
Minimum Bachelor's degree
Must be proactive and a team player
Compensation: Based on experience.
If interested, please send your resume and cover letter (including compensation expectations) to [email protected]
APG Asset Management US Inc. (APG) is an equal opportunity employer and does not discriminate against otherwise qualified applicants on the basis of race, color, creed, religion, ancestry, age, sex, gender identity, gender expression, marital status, national origin, disability or handicap, veteran status, sexual orientation or any other classification protected by applicable law.